Oral question asked in the House of Lords, by Lord Campbell of Croy (Conservative). It was answered on Monday, 14 March 1988.

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Untitled Oral question

Question

If relevant self-regulatory organisations (SROs) are equipped to handle effectively the expected quantity of applications for registration before the final date in April for authorisation to transact investment business. Supplementary on last minute rush for registration due to delayed announcement of rules as in case of LAUTRO.

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Secondary information

Type

Oral question

Reference

494 c899 

Session

1987-88

Oral question type

1st Supplementary

Chamber / Committee

House of Lords chamber

Subjects

Investment Financial services Protection Self-regulation

Legislation

Financial Services Act 1986