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Written question asked by Tim J Smith (Conservative), in the House of Commons. It was due for an answer on Wednesday, 28 March 1990. It was answered by Lord Redwood (Conservative) on Wednesday, 28 March 1990 on behalf of the Department of Trade and Industry.


Written question

Question
How many applications by investment businesses for authorisation under the Financial Services Act have been rejected to date; & how many of those applications were made to each of the self-regulatory organisations & to the Securities & Investment Board respectively.

Secondary information

Type
Written question
Reference
170 c208W
Session
1989-90
Subjects
Investment Financial services Protection Self-regulation
Legislation
Financial Services Act 1986
Contains statistics
Yes