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Written question asked by Tim J Smith (Conservative), in the House of Commons. It was due for an answer on Thursday, 3 May 1990. It was answered by Lord Redwood (Conservative) on Thursday, 3 May 1990 on behalf of the Department of Trade and Industry.


Written question

Question
Further to 170 c209W, which self-regulatory organisations have membership requirements that go further than the vetting of individuals of significance to the shareholdings or management of the business that is making application for authorisation under the Financial Services Act.

Secondary information

Type
Written question
Reference
171 c611W
Session
1989-90
Subjects
Investment Financial services Protection Vetting Self-regulation Financial Intermediaries Managers and Brokers Association Securities Association
Legislation
Financial Services Act 1986