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Letter dated 22/03/2021 from Earl Howe to Baroness Kramer regarding an issue raised in the Financial Services Bill committee debate: requirements of the Ministerial Code in relation to Ministers intervening in Financial Conduct Authority Investigateions. 2p.
Letter dated 22/03/2021 from Earl Howe to Baroness Kramer regarding an issue raised in the Financial Services Bill committee debate: requirements of the Ministerial Code in relation to Ministers intervening in Financial Conduct Authority Investigateions. 2p.
On 24 November, in a Written Ministerial Statement (WMS) (HCWS595), I committed to working with the Financial Conduct Authority (FCA) to lay before Parliament and publish online Dame Elizabeth Gloster’s report into the FCA’s regulation and supervision of London Capital & Finance plc (LCF) and the FCA’s response before the...
On 24 November, in a Written Ministerial Statement (WMS) (HCWS595), I committed to working with the Financial Conduct Authority (FCA) to lay before Parliament and publish online Dame Elizabeth Gloster’s report into the FCA’s regulation and supervision of London Capital & Finance plc (LCF) and the FCA’s response before the...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 24 November, in a Written Ministerial Statement (WMS) (HCWS595), I committed to working with the Financial Conduct Authority (FCA) to lay before Parliament and publish online Dame Elizabeth Gloster’s report into...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 24 November, in a Written Ministerial Statement (WMS) (HCWS595), I committed to working with the Financial Conduct Authority (FCA) to lay before Parliament and publish online Dame Elizabeth Gloster’s report into...
To ask Her Majesty's Government how many prosecutions there have been for rigging foreign exchange rates under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
To ask Her Majesty's Government how many prosecutions there have been for rigging foreign exchange rates under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
The Ministry of Justice has published information on prosecutions, convictions and sentences for offences committed under both the Financial Services Act 2012 and the Criminal Justice Act 1993, from 2013 to 2019, available in the ‘Principal offence proceedings and outcomes by Home Office offence code’ data tool, here:
No defendants were prosecuted where the principal offence fell under the Financial Services Act 2012 between 2013 and 2019.
In this instance, all offences under the Criminal Justice Act 1993 are under one Home Office offence code, so cannot be disaggregated. Search ‘Detailed offence’ in the data tool linked above for ‘Insider dealing’.
12 individuals were prosecuted and 13 were sentenced under the Criminal Justice Act 1993, between 2013 and 2019. Defendants who appear before both magistrates’ and Crown courts may be convicted and sentenced for a different offence to that for which they are counted as having been originally prosecuted if the offence is changed on conviction. Sentence outcomes were 3 suspended sentences and 10 immediate custodial sentences.
To ask Her Majesty's Government how many prosecutions for insider trading there have been under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
To ask Her Majesty's Government how many prosecutions for insider trading there have been under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
The Ministry of Justice has published information on prosecutions, convictions and sentences for offences committed under both the Financial Services Act 2012 and the Criminal Justice Act 1993, from 2013 to 2019, available in the ‘Principal offence proceedings and outcomes by Home Office offence code’ data tool, here:
No defendants were prosecuted where the principal offence fell under the Financial Services Act 2012 between 2013 and 2019.
In this instance, all offences under the Criminal Justice Act 1993 are under one Home Office offence code, so cannot be disaggregated. Search ‘Detailed offence’ in the data tool linked above for ‘Insider dealing’.
12 individuals were prosecuted and 13 were sentenced under the Criminal Justice Act 1993, between 2013 and 2019. Defendants who appear before both magistrates’ and Crown courts may be convicted and sentenced for a different offence to that for which they are counted as having been originally prosecuted if the offence is changed on conviction. Sentence outcomes were 3 suspended sentences and 10 immediate custodial sentences.
To ask Her Majesty's Government how many prosecutions for interest rate rigging there have been under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
To ask Her Majesty's Government how many prosecutions for interest rate rigging there have been under (1) the Criminal Justice Act 1993, and (2) the Financial Services Act 2012; and what was the outcome of each such prosecution.
The Ministry of Justice has published information on prosecutions, convictions and sentences for offences committed under both the Financial Services Act 2012 and the Criminal Justice Act 1993, from 2013 to 2019, available in the ‘Principal offence proceedings and outcomes by Home Office offence code’ data tool, here:
No defendants were prosecuted where the principal offence fell under the Financial Services Act 2012 between 2013 and 2019.
In this instance, all offences under the Criminal Justice Act 1993 are under one Home Office offence code, so cannot be disaggregated. Search ‘Detailed offence’ in the data tool linked above for ‘Insider dealing’.
12 individuals were prosecuted and 13 were sentenced under the Criminal Justice Act 1993, between 2013 and 2019. Defendants who appear before both magistrates’ and Crown courts may be convicted and sentenced for a different offence to that for which they are counted as having been originally prosecuted if the offence is changed on conviction. Sentence outcomes were 3 suspended sentences and 10 immediate custodial sentences.
On 23 May 2019, I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”) and set this out in a Written Ministerial Statement (HCWS1584). I formally directed the Financial Conduct Authority (“the FCA”)...
On 23 May 2019, I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”) and set this out in a Written Ministerial Statement (HCWS1584). I formally directed the Financial Conduct Authority (“the FCA”)...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 23 May 2019, I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”) and...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 23 May 2019, I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”) and...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
I have today laid a Direction before Parliament requiring the Financial Conduct Authority (FCA) to carry out an independent investigation into the events and circumstances surrounding the failure and placing into administration...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
I have today laid a Direction before Parliament requiring the Financial Conduct Authority (FCA) to carry out an independent investigation into the events and circumstances surrounding the failure and placing into administration...
I have today laid a Direction before Parliament requiring the Financial Conduct Authority (FCA) to carry out an independent investigation into the events and circumstances surrounding the failure and placing into administration of London Capital & Finance Plc (LCF), using powers under Sections 77 and 78 of the Financial Services...
I have today laid a Direction before Parliament requiring the Financial Conduct Authority (FCA) to carry out an independent investigation into the events and circumstances surrounding the failure and placing into administration of London Capital & Finance Plc (LCF), using powers under Sections 77 and 78 of the Financial Services...
On 6 March 2018 I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”), to require that the Prudential Regulation Authority (“the PRA”) should undertake an investigation into supervision of the Co-operative Bank...
On 6 March 2018 I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”), to require that the Prudential Regulation Authority (“the PRA”) should undertake an investigation into supervision of the Co-operative Bank...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 6 March 2018 I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”), to...
My honourable friend the Economic Secretary to the Treasury (John Glen) has today made the following Written Ministerial Statement.
On 6 March 2018 I laid a direction before Parliament using the powers conferred by sections 77(1) and (2) and 78(5) and (6) of the Financial Services Act 2012 (“the Act”), to...