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Written question asked by Earl of Northesk (Conservative), in the House of Lords. It was due for an answer on Monday, 24 July 2000. It was answered by Lord McIntosh of Haringey (Labour) on Monday, 24 July 2000.


McIntosh of Haringey, Lord

Question
How many visits the Personal Investment Authority has made to independent financial advisers in the last 12 months for the purposes of: (a) ordinary compliance checks; and (b) pensions review monitoring, and from those visits, how much money has been gathered in fines for breaches of the regulations in relation to: (a) ordinary compliance; and (b) pensions mis-selling. [HL 3298]. - Inc figures.

Secondary information

Type
Written question
Reference
616 c8-9WA; HL 3298
Session
1999-00
Subjects
Investment Financial services Fines Personal pensions Monitoring Misrepresentation Personal Investment Authority
Contains statistics
Yes