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1-20 of 70 results for subject:"Personal Investment Authority"

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To ask the Secretary of State for Trade and Industry, what reports she received on the transfer out of Equitable Life by the PIA's pension scheme in 1998 at the time the transfer took place. - None.

Asked by
Stephen O'Brien (Conservative)
Answering body
Department of Trade and Industry
Type
Written questions
Status
Answered
Date
28 January 2003
Reference
91187; 398 c744W;398 c741W
House
House of Commons

To ask Mr Chancellor of the Exchequer, what information relating to the transfer out of Equitable Life by the PIA's pension scheme in 1998 was available to the Treasury at the time the transfer took place. - None.

Asked by
Stephen O'Brien (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
20 January 2003
Reference
91188; 398 c46W
House
House of Commons

To ask Mr Chancellor of the Exchequer, who the trustees are of the pension scheme of the Financial Services Authority; who the trustees were in 1998; who the trustees were of the pension scheme of the Personal Investment Authority in 1998; and what the role of the trustees is in...

Asked by
Stephen O'Brien (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
20 January 2003
Reference
398 c47W; 91191;91189;91193;91186;91192;91190
House
House of Commons

To ask Mr Chancellor of the Exchequer, pursuant to his Answer of 19th November 2001, 375 c135W, on Equitable Life, if he will give the total cost of the review; what is the sum of the costs which have already been recovered by way of fees imposed by (a) the...

Asked by
Christopher Chope (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
3 December 2001
Reference
20286; 376 c66-7W;376 c67W
House
House of Commons

Government response to the tenth report of the Treasury Select Committee "Equitable Life and the Life Assurance Industry". Treasury. 2001.

Deposited by
Treasury
Type
Deposited papers
Date
22 October 2001
Reference
DEP 02/371
House
House of Commons

To ask Mr Chancellor of the Exchequer, what plans he has to investigate the role of the Personal Investments Authority in the acquisition of the financial adviser Advizas by Towry Law. - (Holding answer 11 July 2001).

Asked by
Paul Flynn (Labour)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
16 July 2001
Reference
3166; 372 c23W
House
House of Commons

How many visits the Personal Investment Authority has made to independent financial advisers in the last 12 months for the purposes of: (a) ordinary compliance checks; and (b) pensions review monitoring, and from those visits, how much money has been gathered in fines for breaches of the regulations in relation...

Asked by
Earl of Northesk (Conservative)
Type
Written questions
Status
Answered
Date
24 July 2000
Reference
616 c8-9WA; HL 3298
House
House of Lords

SI 2000/1734 (Negative instrument). Coming into force 25 July 2000.

Department
Treasury
Type
Statutory instruments
Date
4 July 2000
Reference
SI 2000/1734
House
House of Commons; House of Lords

Whether they have sought or received views on the regulation of long term case insurance from: (a) the insurance industry; (b) the Personal Investment Authority; (c) the Financial Services Authority; (d) organisations representing elderly people; and (e) the Consumers Association; and, if so, what they were; and further to the...

Asked by
Lord Lipsey (Labour)
Type
Written questions
Status
Answered
Date
7 March 2000
Reference
610 c133-4WA; HL 1214;HL 1215
House
House of Lords

To ask Mr Chancellor of the Exchequer, what discussions he has had with the Financial Services Authority and the Personal Investment Authority to ensure that policy-holders surrendering endowment policies are informed of the existence of the traded endowment market.

Asked by
Nick Hawkins (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
4 May 1999
Reference
83100; 330 c348W;330 c342W
House
House of Commons

To ask Mr Chancellor of the Exchequer, if he has requested (a) the Financial Services Authority and (b) the Personal Investment Authority to consider the advice required on the early termination and surrender of endowment policies.

Asked by
Jim Cousins (Labour)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
14 April 1999
Reference
80510; 329 c252W
House
House of Commons

Tables detailing fines imposed on fund managers and life offices by different regulatory bodies, showing the amount fine or sanction and the nature of the offences. Treasury. 1999.

Deposited by
Treasury
Type
Deposited papers
Date
1 March 1999
Reference
Dep 99/509
House
House of Commons

To ask Mr Chancellor of the Exchequer, if he will list all life offices fined by (a) the Life Assurance and Unit Trust Regulatory Authority, (b) the Personal Investment Authority, (c) the Financial Services Authority and (d) other statutory financial regulatory bodies since the Financial Services Act 1986 came into...

Asked by
Alan Duncan (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
25 February 1999
Reference
326 c417W; 70928;70927
House
House of Commons

To ask Mr Chancellor of the Exchequer, if he will make a statement on progress in the review of personal pensions mis-selling.

Asked by
Jackie Lawrence (Labour)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
16 February 1999
Reference
71946; 325 c635W;325 c637W
House
House of Commons

To ask Mr Chancellor of the Exchequer, what proposals he has to introduce an independent appeals element into the decisions of the Personal Investment Authority; and if he will make a statement.

Asked by
Tim Collins (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
26 January 1999
Reference
67646; 324 c223W
House
House of Commons
1st supplementary on Personal Investment Authority ombudsmans practice of charging independent financial advisers regarding complaints against them.
Asked by
Laurence Robertson (Conservative)
Answering body
Treasury
Oral questions - 1st Supplementary
Status
Answered
Date
5 November 1998
Reference
318 c1007-8
House
House of Commons
Answered by
Patricia Hewitt (Labour)
Answering body
Treasury
Type
Oral answers to questions
Date
5 November 1998
Reference
318 c1007-8
House
House of Commons
Answered by
Patricia Hewitt (Labour)
Answering body
Treasury
Type
Oral answers to questions
Date
5 November 1998
Reference
318 c1007-8
House
House of Commons
To ask Mr Chancellor of the Exchequer, What discussions he has had with representatives of independent financial advisers regarding the investigations into the selling of pensions during the 1980s. -
Asked by
Laurence Robertson (Conservative)
Answering body
Treasury
Oral questions - Lead
Status
Answered
Date
5 November 1998
Reference
318 c1007-8; 56868
House
House of Commons

To ask Mr Chancellor of the Exchequer, with regard to the sale of financial services through intermediaries, what is the Personal Investment Authority's figure for the proportion sold on commission and those sold by advisers taking a fixed fee. - No such figures are collected.

Asked by
Jonathan Sayeed (Conservative)
Answering body
Treasury
Type
Written questions
Status
Answered
Date
19 October 1998
Reference
55537; 317 c927W
House
House of Commons