1-20 of 70 results for subject:"Personal Investment Authority"
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To ask the Secretary of State for Trade and Industry, what reports she received on the transfer out of Equitable Life by the PIA's pension scheme in 1998 at the time the transfer took place. - None.
To ask the Secretary of State for Trade and Industry, what reports she received on the transfer out of Equitable Life by the PIA's pension scheme in 1998 at the time the transfer took place. - None.
To ask Mr Chancellor of the Exchequer, what information relating to the transfer out of Equitable Life by the PIA's pension scheme in 1998 was available to the Treasury at the time the transfer took place. - None.
To ask Mr Chancellor of the Exchequer, what information relating to the transfer out of Equitable Life by the PIA's pension scheme in 1998 was available to the Treasury at the time the transfer took place. - None.
To ask Mr Chancellor of the Exchequer, who the trustees are of the pension scheme of the Financial Services Authority; who the trustees were in 1998; who the trustees were of the pension scheme of the Personal Investment Authority in 1998; and what the role of the trustees is in...
To ask Mr Chancellor of the Exchequer, who the trustees are of the pension scheme of the Financial Services Authority; who the trustees were in 1998; who the trustees were of the pension scheme of the Personal Investment Authority in 1998; and what the role of the trustees is in...
To ask Mr Chancellor of the Exchequer, pursuant to his Answer of 19th November 2001, 375 c135W, on Equitable Life, if he will give the total cost of the review; what is the sum of the costs which have already been recovered by way of fees imposed by (a) the...
To ask Mr Chancellor of the Exchequer, pursuant to his Answer of 19th November 2001, 375 c135W, on Equitable Life, if he will give the total cost of the review; what is the sum of the costs which have already been recovered by way of fees imposed by (a) the...
Government response to the tenth report of the Treasury Select Committee "Equitable Life and the Life Assurance Industry". Treasury. 2001.
Government response to the tenth report of the Treasury Select Committee "Equitable Life and the Life Assurance Industry". Treasury. 2001.
To ask Mr Chancellor of the Exchequer, what plans he has to investigate the role of the Personal Investments Authority in the acquisition of the financial adviser Advizas by Towry Law. - (Holding answer 11 July 2001).
To ask Mr Chancellor of the Exchequer, what plans he has to investigate the role of the Personal Investments Authority in the acquisition of the financial adviser Advizas by Towry Law. - (Holding answer 11 July 2001).
How many visits the Personal Investment Authority has made to independent financial advisers in the last 12 months for the purposes of: (a) ordinary compliance checks; and (b) pensions review monitoring, and from those visits, how much money has been gathered in fines for breaches of the regulations in relation...
How many visits the Personal Investment Authority has made to independent financial advisers in the last 12 months for the purposes of: (a) ordinary compliance checks; and (b) pensions review monitoring, and from those visits, how much money has been gathered in fines for breaches of the regulations in relation...
SI 2000/1734 (Negative instrument). Coming into force 25 July 2000.
SI 2000/1734 (Negative instrument). Coming into force 25 July 2000.
Whether they have sought or received views on the regulation of long term case insurance from: (a) the insurance industry; (b) the Personal Investment Authority; (c) the Financial Services Authority; (d) organisations representing elderly people; and (e) the Consumers Association; and, if so, what they were; and further to the...
Whether they have sought or received views on the regulation of long term case insurance from: (a) the insurance industry; (b) the Personal Investment Authority; (c) the Financial Services Authority; (d) organisations representing elderly people; and (e) the Consumers Association; and, if so, what they were; and further to the...
To ask Mr Chancellor of the Exchequer, what discussions he has had with the Financial Services Authority and the Personal Investment Authority to ensure that policy-holders surrendering endowment policies are informed of the existence of the traded endowment market.
To ask Mr Chancellor of the Exchequer, what discussions he has had with the Financial Services Authority and the Personal Investment Authority to ensure that policy-holders surrendering endowment policies are informed of the existence of the traded endowment market.
To ask Mr Chancellor of the Exchequer, if he has requested (a) the Financial Services Authority and (b) the Personal Investment Authority to consider the advice required on the early termination and surrender of endowment policies.
To ask Mr Chancellor of the Exchequer, if he has requested (a) the Financial Services Authority and (b) the Personal Investment Authority to consider the advice required on the early termination and surrender of endowment policies.
Tables detailing fines imposed on fund managers and life offices by different regulatory bodies, showing the amount fine or sanction and the nature of the offences. Treasury. 1999.
Tables detailing fines imposed on fund managers and life offices by different regulatory bodies, showing the amount fine or sanction and the nature of the offences. Treasury. 1999.
To ask Mr Chancellor of the Exchequer, if he will list all life offices fined by (a) the Life Assurance and Unit Trust Regulatory Authority, (b) the Personal Investment Authority, (c) the Financial Services Authority and (d) other statutory financial regulatory bodies since the Financial Services Act 1986 came into...
To ask Mr Chancellor of the Exchequer, if he will list all life offices fined by (a) the Life Assurance and Unit Trust Regulatory Authority, (b) the Personal Investment Authority, (c) the Financial Services Authority and (d) other statutory financial regulatory bodies since the Financial Services Act 1986 came into...
To ask Mr Chancellor of the Exchequer, if he will make a statement on progress in the review of personal pensions mis-selling.
To ask Mr Chancellor of the Exchequer, if he will make a statement on progress in the review of personal pensions mis-selling.
To ask Mr Chancellor of the Exchequer, what proposals he has to introduce an independent appeals element into the decisions of the Personal Investment Authority; and if he will make a statement.
To ask Mr Chancellor of the Exchequer, what proposals he has to introduce an independent appeals element into the decisions of the Personal Investment Authority; and if he will make a statement.
To ask Mr Chancellor of the Exchequer, with regard to the sale of financial services through intermediaries, what is the Personal Investment Authority's figure for the proportion sold on commission and those sold by advisers taking a fixed fee. - No such figures are collected.
To ask Mr Chancellor of the Exchequer, with regard to the sale of financial services through intermediaries, what is the Personal Investment Authority's figure for the proportion sold on commission and those sold by advisers taking a fixed fee. - No such figures are collected.