Written question asked by Alan Duncan (Conservative) on Tuesday, 9 February 1999, in the House of Commons. It was due for an answer on Thursday, 25 February 1999. It was answered by Patricia Hewitt (Labour) on Thursday, 25 February 1999 on behalf of the Treasury.

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Treasury

Question

To ask Mr Chancellor of the Exchequer, if he will list all life offices fined by (a) the Life Assurance and Unit Trust Regulatory Authority, (b) the Personal Investment Authority, (c) the Financial Services Authority and (d) other statutory financial regulatory bodies since the Financial Services Act 1986 came into force, stating (i) the nature of the offence, (ii) the amount of the fine, (iii) the date it was imposed and (iv) the value of any costs awarded against the firm; if he will list all fund management firms fined by (a) the Investment Management Regulatory Organisation, (b) the Financial Service Authority and (c) other statutory financial regulatory bodies since the Financial Services Act 1986 came into force, stating (i) the nature of the offence, (ii) the amount of the fine, (iii) the date it was imposed and (iv) the value of any costs awarded against the firm. - Includes fact that details in Library.

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Secondary information

Type

Written question

Reference

326 c417W; 70928;70927

Session

1998-99

Subjects

Costs Financial services Fines Financial institutions Financial Services Authority Life insurance Regulation Life Assurance and Unit Trust Regulatory Organisation Investment Management Regulatory Organisation Personal Investment Authority